49 CFR Part 391 Compliance

Fleet Driver File Management

Keep your entire fleet DOT-compliant. Manage driver qualification files at scale with our compliance checklist.

Driver Qualification File Checklist

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Based on 49 CFR Part 391 requirements. Check off items as you complete them.

Pre-Employment

Annual Requirements

Drug & Alcohol Testing

Conditional (If Applicable)

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Why Driver Qualification Files Matter

DOT auditors can request driver files at any time. Missing or expired documents can result in fines up to $16,000 per violation.

$16,000 Per Violation

Maximum fine for each missing or incomplete document during a DOT audit.

Expiration Tracking

Medical cards, MVRs, and Clearinghouse queries all have expiration dates to track.

Audit Ready

Keep all documents organized and accessible for surprise DOT audits.

Top 5 DQF Audit Violations

These are the most common violations found during DOT audits.

1. Missing or Expired Medical Examiner Certificate

DOT physicals must be renewed every 24 months (or sooner based on health conditions).

2. No Annual MVR Review

Motor vehicle records must be pulled and reviewed every 12 months for each driver.

3. Incomplete Employment Verification

Previous employers from the past 3 years must be contacted and documented.

4. Missing Clearinghouse Query

Pre-employment and annual queries are required for all CDL drivers.

5. Unsigned Driver Application

Applications must include the driver's signature and certification.

Frequently Asked Questions

How long do I need to keep driver qualification files?

Driver files must be retained for 3 years after employment ends. Drug and alcohol records have different retention periods (5 years for positive results).

What triggers a DOT audit?

Audits can be triggered by accidents, complaints, roadside inspections with violations, or random selection. Being audit-ready at all times is essential.

Can I keep electronic driver files?

Yes, electronic records are acceptable as long as they can be produced immediately upon request. FleetCollect stores all documents securely in the cloud.

What is the FMCSA Clearinghouse?

The Clearinghouse is a federal database that tracks drug and alcohol violations. Employers must query it before hiring and annually for all CDL drivers.

Scale Your Compliance

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